Disclosures

Registration and Important Information

PeakStone Wealth Management, LLC is a registered investment adviser. Registration as an investment adviser does not imply a certain level of skill, training, endorsement, or approval by any regulatory authority, and it should not be interpreted as a credential, recommendation, or guarantee of future results.

This page is intended to help visitors locate important firm, disclosure, website, and public communication materials. The information on this website is provided for general informational purposes and should not be treated as personalized investment, legal, tax, insurance, accounting, or other professional advice.

Information about registered investment advisers, including state and SEC registration information filed through IARD, may be available through the Investment Adviser Public Disclosure website.

Disclosure Documents

Current public disclosure documents are available below. These documents may be updated from time to time as firm information, disclosure requirements, or disclosure language changes.

• ADV Brochure (Part 2A)
• ADV Brochure Supplement (Part 2B)
• Fee Schedule
• Privacy Notice
• Code of Ethics Summary
• Business Continuity Summary

Clients and prospective clients should review these documents together with any applicable client agreement, privacy notice, or advisory relationship materials.

No Personalized Advice

Website content may discuss planning concepts, investment principles, business-owner planning, retirement, family wealth, workplace financial wellness, or other financial topics. Content is educational in nature and does not consider your complete financial situation, objectives, risk tolerance, tax position, legal obligations, or time horizon.

Nothing on this website is a recommendation to buy, sell, hold, or exchange any security, investment strategy, insurance product, or financial product. You should consult qualified financial, legal, tax, insurance, or accounting professionals before making decisions based on your specific circumstances.

Investment Risk

Investing involves risk, including the potential loss of principal. Investment values may fluctuate because of market conditions, economic events, interest rates, issuer-specific developments, geopolitical events, tax law changes, inflation, liquidity conditions, and other factors.

Planning discussions, model frameworks, educational examples, or market commentary should not be interpreted as assurances that any strategy will be successful or appropriate for a particular person, household, business, or organization.

No Performance Guarantee

Past performance does not guarantee future results. Any reference to historical market behavior, planning outcomes, investment concepts, or illustrative examples is provided for context only and should not be relied on as a prediction of future performance.

Third-Party Information and Data

PeakStone may reference information, research, data, tools, charts, market information, regulatory materials, or other resources from third-party sources believed to be reliable. PeakStone does not guarantee the accuracy, completeness, timeliness, or continued availability of third-party information.

Third-party information may change without notice. PeakStone is not responsible for errors, omissions, or decisions made in reliance on third-party materials.

Fiduciary and Compensation Disclosure

PeakStone provides advisory services as a fiduciary to advisory clients under applicable law and written client agreements. PeakStone's advisory services, fees, conflicts, and compensation arrangements are described in its ADV Brochure, ADV Brochure Supplement, Fee Schedule, and related relationship documents.

PeakStone does not receive commissions from the sale of securities products through the public website. Visitors should review PeakStone's current disclosure documents for complete information about advisory fees, billing practices, conflicts of interest, and service scope.

Code of Ethics

PeakStone maintains a Code of Ethics designed to address standards of conduct, personal securities transactions, conflicts of interest, confidentiality, and fiduciary responsibilities. The Code of Ethics Summary is available with the firm's other public disclosure documents.

Clients and prospective clients may request a copy of PeakStone's full Code of Ethics by contacting the firm.

Business Continuity

PeakStone maintains business continuity planning designed to support continuity of critical advisory operations during significant business interruptions. The Business Continuity Summary describes the general approach and limitations of that planning.

No continuity plan can eliminate all risk or guarantee uninterrupted service in every scenario. PeakStone may update its business continuity planning as operations, vendors, technology, and regulatory expectations change.

Insurance-Related Activities

PeakStone does not sell insurance products through the public website. Insurance may be discussed as part of financial planning when relevant to risk management, estate planning, business continuity, or family protection needs.

Some individuals affiliated with PeakStone may maintain insurance licenses or discuss insurance-related planning considerations in a separate capacity. Any applicable capacity, compensation, limitations, or conflicts should be disclosed before implementation. Insurance discussions should be evaluated in light of the client's needs, objectives, and broader planning context.

Professional Certifications

Individuals associated with PeakStone may hold professional designations, licenses, or credentials. A professional designation does not guarantee investment results, planning outcomes, or client satisfaction.

Certified Financial Planner Board of Standards, Inc. owns the CFP®, CERTIFIED FINANCIAL PLANNER™, and related certification marks in the United States. These marks are awarded to individuals who satisfy CFP Board's education, examination, experience, and ethics requirements.

ACCREDITED WEALTH MANAGEMENT ADVISOR℠ and AWMA® are professional designation marks associated with the College for Financial Planning. Credential requirements and verification resources are maintained by the issuing organization.

Website, Social Media, and Public Communications

PeakStone may publish website content, social media posts, articles, planning guides, event materials, newsletters, videos, or other public communications. These communications are for informational and educational purposes only and should not be treated as personalized advice.

Following, liking, sharing, commenting on, or otherwise interacting with PeakStone through public channels does not create an advisory relationship, testimonial, endorsement, or recommendation. Public comments may be moderated or removed when inappropriate, promotional, misleading, confidential, or inconsistent with applicable rules.

Forms, Email, and Sensitive Information

Public website forms, email, and social media channels are not intended for sensitive personal, account, trading, transaction, or confidential information. If a secure exchange is needed, PeakStone will provide an appropriate secure channel.

PeakStone does not accept trading instructions, account changes, money movement requests, or other time-sensitive directives through public website forms, social media, or unsecured email.

External Links

This website may link to third-party websites, platforms, portals, documents, custodians, vendors, public databases, or other resources. PeakStone does not control third-party sites and is not responsible for their content, accuracy, privacy practices, security, availability, or terms of use.

Use of third-party resources is at your own discretion. You should review applicable third-party policies before submitting information or relying on third-party materials.

Privacy and Terms

Use of this website is also governed by PeakStone's Privacy Policy and Terms of Service. Those documents provide additional information about website use, information handling, public forms, digital resources, and legal terms.

Changes to These Disclosures

PeakStone may update these disclosures from time to time. The last updated date reflects the public version currently published.